Effective Ownership and Control Assessments: Comparing and Contrasting UK, EU, and U.S. Requirements, and Addressing Conflicts of Law
Nancy Fisher
Partner
Pillsbury Winthrop Shaw Pittman LLP
Neil Whiley
Director, Sanctions
UK Finance
Hugo Veazey
Director - Financial Crime Compliance Practice Lead Financial Services – Europe & Africa
Moody's Analytics UK Ltd.
- Key elements and implications of OFSI’s latest guidance on ownership and control assessments
- Breaking down the Test for Ownership and Control: Practical Challenges and Solutions
- Contrast UK and EU ownership and control with OFAC “50% rule”
- Examining the relationship between ownership and control assessments – and potential enforcement actions
- How to mitigate risks through comprehensive due diligence
- Leveraging tools available beyond traditional customer due diligence processes