Voluntary Disclosures Best Practices: How to Meet Government Requirements and What to Disclose

November 20, 2019 10:15am

Diego Marquez
Senior Counsel – Economic Sanctions and International Trade Compliance
GE (USA)

Neil Whiley
Vice President: Principal Auditor and Anti-Financial Crime
Deutsche Bank (UK)

Thomas Littlechild
Senior Counsel
Wells Fargo Bank (UK)

  • What to disclose, to whom and when under multiple set of laws and regulations?
  • Key considerations under suspected breaches and multiple parties
  • Identifying names under sanctioned entities where a blocked person owns 50% or greater interest
  • Understanding the global penalty matrix under the multi-faceted regulatory regimes