In House Compliance Think Tank: Key Components of an Effective Sanctions Compliance Programme and Staying Compliant with New OFAC Guidance

November 20, 2019 9:00am

Richard Dunmall
Head of Sanctions
Sumitomo Mitsui Banking Corporation (UK)

Heather Sroka
Senior Corporate Counsel
DocuSign (USA)

Julie Cooper
International Trade Compliance Manager
Spectris (UK)

  • Creating synergies between regulatory compliance, risk and finance functions to respond effectively to rapid global and national regulatory changes
  • Value from a compliance programme within a UK, US and European context
  • Best practices for monitoring potential legislation and potential new targets
  • What processes or controls should be enhanced as a result of recent enforcement actions/regulatory developments?