Key EU Recommendations for Internal Compliance Programmes
Julien Sauvageot
Group Export Compliance Officer
Solvay (Belgium)
Mahmut Sen
Legal & Compliance, Export Control and Customs
Siemens Healthineers AG (Germany)
- Top level management commitment
- Organization structure, responsibilities and resources
- Transaction screening process and procedures (classification, KYC, license determination, etc)
- Performance review, audits, reporting and corrective actions
- Recordkeeping and documentation