Key EU Recommendations for Internal Compliance Programmes

November 19, 2019 3:45pm

Julien Sauvageot
Group Export Compliance Officer
Solvay (Belgium)

Mahmut Sen
Legal & Compliance, Export Control and Customs
Siemens Healthineers AG (Germany)

  • Top level management commitment
  • Organization structure, responsibilities and resources
  • Transaction screening process and procedures (classification, KYC, license determination, etc)
  • Performance review, audits, reporting and corrective actions
  • Recordkeeping and documentation