The 1MDB case will affect multiple financial institutions

Some banks have also now come forward to self-report their compliance breaches and Singapore is currently liaising with other countries relating to questionable fund flows possibly connected with 1MDB. Does your financial institution know if they are exposed to this investigation? Is your KYC policy, process and procedure defensible? Do you know where to go…

[Complimentary Interview] Top tips for women working in compliance

We recently conducted an interview with Carol Fuchs, Former Executive Counsel at General Electric, where she shared with us her challenges and advice she would give to women working in compliance. View a copy of the interview here:

Impact of Brexit

Do you wonder what the impact of Brexit will be on your industry, your company, your employees? Let us know what your biggest challenge is and what kind of information you are desperate to find. As a global legal conference organiser we will be looking to bring you together with experts and peers to provide…

3 top tips to prepare for a DCAA audit

3 top tips to prepare for a DCAA audit We have asked expert and US Government Liaison for Kongsberg Defence & Aerospace AS, Ove Norseth what his top three tips are for everyone struggling to prepare a DCAA Audit. Read his tips here.  Ove is also a chair at the annual forum on US Defence…

Upcoming Event – Economic Sanctions and Financial Crime

Economic Sanctions and Financial Crime – 5th Annual Conference taking place on the 15th-16th November in London. Attend this event and benefit from thought leadership and advanced-level discussions helping you to comply with internal, domestic and international Anti Money Laundering (AML), Counter Terrorist Finance (CTF) and Economic Sanctions Enforcement Regulations. REGISTER NOW for an exclusive…

An Interview with Dr Klaus Moosmayer, Chief Compliance Officer, Siemens

An Interview with Dr Klaus Moosmayer, Chief Compliance Officer, Siemens 5 September, 2014 by Ben Sharples (b.sharples@c5-online.com), Senior Conference Producer, Legal Division, C5 Communications Dr Klaus Moosmayer, Speaker at C5’s Compliance and Legal Risk Leaders Summit Q1. – What would you say have been the key changes in the compliance officers’ role in the last 12-18…

Compliance Officers Struggling with Expanded Responsibilities and Liabilities

The recent Munich Court Judgment against Neubürger (April 2014) has shown how the failure to address regulatory risks and comply with relevant laws exposes senior management to prosecution. As a result, legal counsel and compliance officers whose responsibility it is to report to, adequately inform and protect the board are increasingly challenged to answer to…

The Corruption risks Scandinavian businesses face when doing business in overseas markets

Recent enforcement activities by the UK’s Serious Fraud Office (SFO) and FCPA are signaling a new era of relentless investigation and prosecution of corrupt practices. The cases involve investigations for individuals and companies such as GlaxoSmithKline, Alstom UK, Airbus Group NV, Sweett Group and others. In this article we review the recent bribery and corruption…

An Interview with Sergei Kaduk, DCM Director, Sberbank CIS

Challenges and Prospects of the Securitisation Market in Russia An Interview with Sergei Kaduk, DCM Director, Sberbank CIS 29 July, 2014 by Anita Arthur (a.arthur @ c5-online.com), Divisional Manager, Emerging Markets, C5 Communications – Sergei, you’ve worked in the Russian securitisation market for a longtime and have an impressive track record of good deals. How…

Impact of changes to Valuation under the Union Customs Code on Customs Duties: Removal of the First Sale Rule under the Current Implementation Legislation

Impact of changes to Valuation under the Union Customs Code on Customs Duties: Removal of the First Sale Rule under the Current Implementation Legislation Since the Union Customs Code (UCC) was adopted on 9th October, 2013, replacing the long awaited but never realised Modernised Customs Code, there has been speculation on how this new Regulation…