Day 1 - Tuesday, June 18, 2019

7:45
Registration & Welcome Coffee
8:45
Opening Remarks from the Co-Chairs
9:00
Enforcement Year in Review: The Most Significant Developments and Upcoming Priorities Affecting Industry
10:00
Defending Your Anti-Corruption Compliance Programme to the SFO and the DOJ: Practitioners Discuss Their Experiences with Preparing for a Meeting and What to Expect
11:00
Morning Networking Break

Country Risk & Compliance Exchange – China
11:30
KEYNOTE ADDRESS
12:00
COMPLIANCE DRILL #1-What is Missing in Your Internal Controls? The Top 5 Most Critical Decisions to Get Right-From Artificial Intelligence to Advanced Data Analytics
1:00
Networking Luncheon for Main Conference

In-House Executive Boardroom Luncheon (by invitation only)
2:00

SFO Q & A

SFO Enforcement Status Report
3:00
EXCLUSIVE SFO ALUMNI PANEL
3:45
INTERVIEW WITH
4:30
Afternoon Networking Break

Country Risk & Compliance Exchange – Brazil
5:00
The FCPA Year in Review: What Every Multinational in the UK Should Know About Extra-Territorial Enforcement and Priorities
6:00
Conference Adjourns

Networking Cocktail Reception

Day 2 - Wednesday, June 19, 2019

8:00
Registration & Welcome Coffee
8:45
Opening Remarks from the Co-Chairs
9:00

THE DEBATE

Is Enforcement Driving Compliance? “Aye” or “Nay”?
10:00

POLLING AUDIENCE

MAIN CONFERENCE ROOM & BREAKOUT BOARDROOM SESSION
11:00
Morning Networking Break

Country Risk & Compliance Exchange – India
11:30
MAIN CONFERENCE ROOM & BREAKOUT BOARDROOM SESSION
12:30
GLOBAL COMPLIANCE PROGRAMME BENCHMARKING: How Industry is Revisiting Budgets, Resources, Policies, Procedures and Controls
1:30
Networking Luncheon
2:30
Interview with
3:15

POLLING AUDIENCE

MAIN CONFERENCE ROOM & BREAKOUT BOARDROOM SESSION
4:15
Afternoon Networking Break

Country Risk & Compliance Exchange – Nigeria & Kenya
4:45
BRIBERY & FRAUD STORIES: The Latest Bribery Schemes, Top Issues Confronting Multinationals. How They Were Uncovered and Lessons for Staying Ahead of the Game
5:45
Conference Concludes

Day 1 - Tuesday, June 18, 2019

7:45
Registration & Welcome Coffee
8:45
Opening Remarks from the Co-Chairs

Joanne Morgan
Chief Ethics and Compliance Counsel
Rolls-Royce plc.

Gonzalo Guzman

Gonzalo Guzman
General Counsel | Anti-Corruption & Business Integrity Officer | Latin America
UNILEVER

Gaon Hart

Gaon Hart
Global Anti-Bribery & Corruption Policy & Education Lead
HSBC (UK)

9:00
Enforcement Year in Review: The Most Significant Developments and Upcoming Priorities Affecting Industry
Therese Chambers

Therese Chambers
Director of Retail and Regulatory Investigations
Financial Conduct Authority (FCA)

Benjamin Lloyd Godfrey
Deputy Director for Strategy, Fraud Investigation Service
HM Revenue and Customs (HMRC)

Sarah Pritchard
Director
National Economic Crime Centre (NECC)

Moderator:

David Kirk
Consultant
RS Legal Strategy Limited

Senior representatives of the FCA, NCA, HMRC and the SFO will discuss the most significant developments over the last twelve months, and the evolving UK Bribery Act enforcement landscape. The panel will discuss priorities moving forward in improving the UK’s response to economic crime. Part 1

  • Status report on the UK’s response to economic crime and the coordination among agencies
  • How the identification and prioritisation of the most appropriate type of investigations are made – whether criminal, civil or regulatory
  • How the agencies have used the new powers for UWO and AFO
  • Successes in investigating offenders, identifying the proceeds of bribery and corruption, tracing and recovering assets for the victims
  • What the last DPA reveals and lessons learned from the successful end to the first DPA
  • What is an effective self-reporting and for what credit?
  • How the agencies have been collaborating and cooperating on enforcement matters
  • The connection between anti-corruption and money laundering
  • How the acts of corruption by politically exposed persons are investigated and prosecuted
  Part 2
  • The impact of Brexit on the future of cross-border data sharing and coordination with foreign governments moving forward
  • The interplay of GDPR during investigation

10:00
Defending Your Anti-Corruption Compliance Programme to the SFO and the DOJ: Practitioners Discuss Their Experiences with Preparing for a Meeting and What to Expect

Nicholas Purnell QC
Head
Cloth Fair Chambers

John D. Buretta
Partner
Cravath, Swaine & Moore LLP

Yuet Ming Tham
Partner & Global Co-Head White Collar, Litigation & Investigations
Sidley Austin (Hong Kong/Singapore)

Nathan H. Seltzer
Partner
Latham & Watkins LLP

Moderated by:

Elizabeth Robertson

Elizabeth Robertson
Partner
Skadden, Arps, Slate, Meagher & Flom LLP

This new session will navigate how to prepare for meetings with the SFO and DOJ and walk government decision-makers through your programme. Expert speakers will impart their experiences in what the agencies are looking for with respect to key programme elements and improvements, and best practices for cultivating a positive working relationship. Benefit from an opportunity to hear from seasoned practitioners with extensive first-hand experience and ask them your questions. Amid new, evolving compliance and enforcement priorities, take away important lessons learned and helpful insights for your organisation.

11:00
Morning Networking Break

Country Risk & Compliance Exchange – China
11:30
KEYNOTE ADDRESS

Lucy Frazer QC MP
HM Solicitor General for England and Wales
Attorney General’s Office

12:00
COMPLIANCE DRILL #1-What is Missing in Your Internal Controls? The Top 5 Most Critical Decisions to Get Right-From Artificial Intelligence to Advanced Data Analytics
Angela Cowie

Angela Cowie
Vice President, EMEA Anti-Bribery & Corruption Manager, MICA EMEA Financial Crime Risk Management
Wells Fargo

Tamara Davies
Head of Compliance and Corporate Secretariat
Vodafone Group Plc

Christian Laveau

Christian Laveau
Chief Audit – Risk Management – Compliance & Quality Officer
ADP INTERNATIONAL

Glenn Perachio
Partner, Forensic & Integrity Services
EY (UK)

Panel Moderator:

Nathalie von Taaffe
Deputy MLRO and Head of Financial Crime Policy, Advisory and Control
ICBC Standard Bank Plc

  • What your company internal controls should look like and deliver: right-sizing your company’s needs
  • How can artificial intelligence and advanced data analytics strengthen your controls?
  • How can you achieve real-time detection and monitoring attempts to subvert the systems?
  • Who are the parties involved, how roles and responsibilities are assigned and the reporting structure?
  • Creating standards, manuals, policies, operating procedures for the team
  • Budget: How much you need to spend and mitigating the risk of rise costs
  • Best practices for ongoing monitoring effectiveness of your controls and spot weaknesses before it’s too late

1:00
Networking Luncheon for Main Conference

In-House Executive Boardroom Luncheon (by invitation only)
2:00

SFO Q & A

SFO Enforcement Status Report
Lisa Osofsky

Lisa Osofsky
Director
UK Serious Fraud Office (SFO)

Moderated by:

Stuart Alford QC
Partner
Latham & Watkins LLP

3:00
EXCLUSIVE SFO ALUMNI PANEL
Satnam Tumani

Satnam Tumani
Partner
Kirkland & Ellis International LLP

Sacha Harber-Kelly
Partner
Gibson, Dunn & Crutcher LLP

Alun Milford
Partner
Kingsley Napley LLP

Former Prosecutors Offer a Practical Commentary on the SFO Director’s Insights and the Realities of Cross-Border Investigations

3:45
INTERVIEW WITH
Edward Hanover

Edward Hanover
Chief Compliance Officer
FIFA

Led by:

F. Joseph Warin
Partner
Gibson Dunn & Crutcher LLP (USA)

4:30
Afternoon Networking Break

Country Risk & Compliance Exchange – Brazil
5:00
The FCPA Year in Review: What Every Multinational in the UK Should Know About Extra-Territorial Enforcement and Priorities

Tracy Price Linkins
Deputy Chief, FCPA Unit – Division of Enforcement
U.S. Securities and Exchange Commission

Moderated by:

William J Stuckwisch

William J. Stuckwisch
Partner
Kirkland & Ellis LLP

Don’t miss more updates and insights on the most significant developments affecting industry in the UK, as well as multinationals across Europe.

  • Intersection between FCPA and AML
  • Evolving SEC liability theories, conspiracy and accomplice liability
  • Selection of corporate monitors, individual enforcement
  The interview will be followed by open Q & A.
Bring your questions or submit them in advance to ACquestions@C5-Online.com. Questions can be posed on an anonymous basis.

6:00
Conference Adjourns

Networking Cocktail Reception

Day 2 - Wednesday, June 19, 2019

8:00
Registration & Welcome Coffee
8:45
Opening Remarks from the Co-Chairs
9:00

THE DEBATE

Is Enforcement Driving Compliance? “Aye” or “Nay”?

Michaela Ahlberg
Chief Ethics and Compliance Officer
Getinge Group (Sweden)

Wendy Addison
Founder and CEO
SpeakOut SpeakUp Ltd

Barry Vitou
Partner
Greenberg Traurig, LLP

Moderated by:

Jonathan Middup
Partner
EY Forensic & Integrity Services (UK)

An Interactive Debate on Anti-Corruption Enforcement and Effective Compliance Policies for Global Businesses

10:00

POLLING AUDIENCE

MAIN CONFERENCE ROOM & BREAKOUT BOARDROOM SESSION

INTERNAL INVESTIGATIONS THINK TANK:

Cara Viglucci Lopez
Vice President Global Investigations
Millicom International Services, LLC

Mark Hambrook

Marc Hambrook
Senior Compliance Manager Investigations, Ethics & Compliance Europe, Middle East & Africa
United Technologies CCS

Tapan Debnah

Tapan Debnath
Senior Legal Counsel, Business Integrity Group
Nokia Corporation

INTERNAL INVESTIGATIONS THINK TANK - Moderated by:

Brian Fleming

Brian J. Fleming
Member
Miller & Chevalier

BREAKOUT BOARDROOM SESSION #1:

Imogen Haddon

Imogen Haddon
Group Chief Compliance Officer – UK
News Corp

Elaine Mays
EVP & Chief Compliance Officer
ContourGlobal

Alessandro Nespoli
Chief Compliance & Internal Audit Officer
Prysmian Group

INTERNAL INVESTIGATIONS THINK TANK:
What’s Missing in Your Internal Investigations Programme? The Top 10 Most Pressing Decisions

  • Setting up an investigations plan in your company, including reporting structure, and assignment of roles and responsibilities
  • Creating standards, manuals, policies, operating procedures for the team
  • Budget: How much you need to spend and mitigating the risk of spiralling costs
  • Delivering effective training to team members
  • When Attorney-Client privilege may not apply
  • When to involve outside counsel
  • Right-sizing internal investigations: Lessons from recent investigations, enforcement actions and settlements
  • When and when not to investigate new or peripheral red flags
  • When to stop: How to know when to conclude the investigation
  • Governance issues: What types of matters to report to your Audit and the Board

BREAKOUT BOARDROOM SESSION #1
NEWChief Compliance Officer Meet & Greet:
Candid Discussion on New Individual Enforcement Risks and the Evolving Compliance Function

  • Current scope of the CCO’s obligations to investigate potential red flags and monitor suspicious activity
  • Recent enforcement actions against individual executives and key takeaways
  • Approaches to the CCO role amid developments in the UK, Europe, the U.S. and globally, and in response to corporate and industry pressures
  • Varied approaches in incentivising compliance today
  • Corporate governance — what matters for your Board and Audit Committee
  • How economic trends are affecting global business and the compliance function
  • The new role of compliance in cybersecurity
  • The knowns and unknowns of GDPR compliance: What to learn from the recent Google settlement
The Chief Compliance Officer Meet & Greet is a free to attend session designed for Chief Compliance Officers or other Corporate Officers who hold similar title with the same scope and level of job responsibilities. Participants in this boardroom session will discuss common challenges, dilemmas and share useful ideas and new best practices.
*To ensure a dynamic interaction, attendance will be limited to a suitable number of qualified applicants. Submit your inquiry today to ACquestions@C5-Online.com.

11:00
Morning Networking Break

Country Risk & Compliance Exchange – India
11:30
MAIN CONFERENCE ROOM & BREAKOUT BOARDROOM SESSION

COMPLIANCE DRILL #2:

Karie Jo Barwind
Regional Ethics and Compliance Counsel EMEA
Google

Tony Charles

Tony Charles
Chief Client Officer
Steele (United States)

COMPLIANCE DRILL #2 - Panel Moderator:

Kerstin Waltenberg

Kerstin Waltenberg
Group Compliance, Strategic Projects
Volkswagen AG (Germany)

BREAKOUT BOARDROOM SESSION #2:

Aisha Abdallah

Aisha Abdallah
Partner
ALN Kenya – Anjarwalla & Khanna

Babajide Ogundipe

Babajide O. Ogundipe
Partner
SOFUNDE, OSAKWE, OGUNDIPE & BELGORE, Nigeria

Lola Adekanye
Program Officer, Africa
Center for International Private Enterprise

COMPLIANCE DRILL #2: What’s Keeping You Up at Night? From Third Party Due Diligence, JVs to What’s NOT Coming Across Your Desk

The facilitators will walk you through 3 comprehensive case studies on specific compliance dilemmas. The group will resolve and discuss the cases. The facilitators will provide practical comments and advice you can implement back at your desk.

BREAKOUT BOARDROOM SESSION #2
NEWTHE REAL-LIFE OF INVESTIGATIONS IN NIGERIA & KENYA
The Perspectives of Local Defence Lawyers on the Unspoken Do’s and Don’ts

  • When you need to involve external counsel and what you should outsource
  • How to identify when your standard procedures are inadequate
  • Common mistakes to avoid when securing evidence
  • The importance of managing communications
  • How to deal with multiple regulators and conflicting laws
  • Security and other local issues

12:30
GLOBAL COMPLIANCE PROGRAMME BENCHMARKING: How Industry is Revisiting Budgets, Resources, Policies, Procedures and Controls
Caroline Wehrle

Caroline Wehrle
Global Risk & Compliance Director
DIAGEO

Stephanie Fougou
General Counsel
AccorHotels

Sophie Ogilvy
Acting Head of Business Integrity Programme
Transparency International UK

Moderated by:

Philippe Montigny

Philippe Montigny
President Certification Committee
ETHIC Intelligence ®

Take the pulse of the audience on how compliance programmes are increasingly evolving to deal with multiple risks. The polling results will be shared in real-time and the panel of experts will provide practical comments.

  • Structuring/Re-Structuring a Compliance Department: Successful Approaches to Reporting, Outsourcing, Staffing and Resource Allocation
  • ROI Case Study-Quantifying the Compliance Effort: How Investing in a Global Compliance Program Sparked Tangible Cost-Savings for a Company
  • The Verdict on Becoming ISO 37001 Certified-Should You or Shouldn’t You Make the Investment?

1:30
Networking Luncheon
2:30
Interview with
Klaus Moosmayer

Dr. Klaus Moosmayer
Chief Ethics Risk and Compliance Officer
Novartis (ECN)

Led by:

Dr. Stefan Heissner

Dr Stefan Heissner
Partner, GSA Leader and Global Sector Leader
EY Forensic & Integrity Services

3:15

POLLING AUDIENCE

MAIN CONFERENCE ROOM & BREAKOUT BOARDROOM SESSION

MULTI-JURISDICTIONAL COORDINATION IN ACTION:

Francisco Petros
Partner
FF Advogados (Brazil)

Daniel Lucien Bühr
Partner
LALIVE

MULTI-JURISDICTIONAL COORDINATION IN ACTION - Moderated by:

William P. Barry

William P. Barry
Member
Miller & Chevalier Chartered

BREAKOUT BOARDROOM SESSION #3:

Lucille Dolor
Formerly Group Head of Business Ethics
Spectris (UK)

Marcelo Zenker

Marcelo Zenkner
Member Independent Board Committee on Sanctions and Disciplinary Measures
Petrobras (Brazil)

NEWMULTI-JURISDICTIONAL COORDINATION IN ACTION: Defence Counsel Discuss the Newest Realities of Increased, Cross-Agency Information Sharing and Intensifying Risks of “Follow-On” Cases

At this highly anticipated session, defence counsel from some of the most significant cases will discuss what multi-jurisdictional enforcement truly looks like on the ground-and how best to manage increasing, overlapping and uncertain risk factors:

  • The risk of “follow-on” cases: When a resolved or settled case in one jurisdiction could trigger new bribery investigations in other countries
  • The challenges of coordinating with multiple agencies: Best practices for communicating with foreign authorities
  • Managing the uncertain risks posed by the enforcement of a new or amended anti-bribery law
  • How a settlement in one jurisdiction could affect a company’s business operations in other key markets
  • Local laws affecting your internal investigation and ability to cooperate with authorities: Data privacy, State Secret Law, privilege, evidence-gathering procedures and more
  • When a DPA with the DOJ/SFO and/or a press release could “tip off” foreign authorities of bribery in their respective jurisdictions
  • When multi-jurisdictional bribery enforcement could spark investigations of other potential crimes, including fraud, money laundering and privacy violations-and vice versa
  • Impact of multi-jurisdictional enforcement risks on your decision to disclose or cooperate

BREAKOUT BOARDROOM SESSION #3
NEWTHE “HUMAN” SIDE OF ABAC COMPLIANCE:
Inside the Most Sensitive Compliance Issues Affecting Recruitment, Employment and Dismissal Decisions

  • When employing relatives of senior government officials could be considered a “benefit” by the agencies
  • Working with HR to mitigate risk and flag issues
  • What to look for and ask at the employee recruitment and selection phases
  • Implementing effective employee training and internal controls
  • What to do if you detect an issue after hiring the individual
  • Under what circumstances might you be required to continue the individual’s employment notwithstanding their conduct, and how to manage the associated risks
  • Complying with foreign labour laws when deciding to terminate the individual’s employment
  • Leadership responsibilities and behaviour
  • Impact of incentives
  • Working with your HR Department on “issue spotting”

4:15
Afternoon Networking Break

Country Risk & Compliance Exchange – Nigeria & Kenya
4:45
BRIBERY & FRAUD STORIES: The Latest Bribery Schemes, Top Issues Confronting Multinationals. How They Were Uncovered and Lessons for Staying Ahead of the Game

Bapsy Dastur
General Counsel, Chief Legal Officer
SNL Legal, Stolt Nielsen

Gonzalo Guzman

Gonzalo Guzman
General Counsel | Anti-Corruption & Business Integrity Officer | Latin America
UNILEVER

Nick Malhotra
Director Ethics & Compliance, Middle East, Africa, and Duty Free
Philip Morris International

Participants will benefit from a unique opportunity to hear critical updates on the rapid evolution of bribery and fraud schemes that areaffecting industries of all kinds. Gain insights from experts who have “seen it all”, and take away best practices for cutting-edge risk detection and mitigation.

5:45
Conference Concludes