Achieving Programme Effectiveness and Efficiencies: How Companies and Financial Institutions Are Strengthening AML, Fraud, Sanctions and More Compliance Risks

September 16, 2020 12:00pm

Joe Smith
Director, Global Financial Crime Counsel
Barclays Bank PLC

Tracey Dovaston
Partner
Boies Schiller Flexner LLP

  • Internal Controls: What recent investigations and prosecutions have revealed about areas of risks and weak spots, and how they have affected overall industry compliance efforts
  • How have companies been conducting risk assessments, and what types of risks have been identified?
  • Where anti-corruption, AML, KYC, FCA reporting obligations overlap and how to establish an adequate defence
  • How companies are ranking and managing interrelated risk factors
  • When corporate vehicles, non-disclosed schemes, or hidden structures become illegal and risky for the organisation?
  • Strengthening compliance controls processes towards addressing a variety of risks and ensure that it delivers