Anti-Corruption London

Agenda

Day 1 - Wednesday, June 27, 2018

7:30	Registration Begins
9:00	Opening Remarks from Conference the Chair
9:15	The UK Bribery Act Enforcement Year in Review – DPAs, Self-Reporting, Cooperation, Legal Professional Privilege and the Outlook on the use of Unexplained Wealth Orders
10:15	GENERAL COUNSEL & CCOs THINK TANK Global Corporate Risks and Increased Individual Liability: How to Evidence to Regulators that Your Control Systems Adequately Detect, Monitor and Mitigate Risks
11:15	Morning Networking Refreshments Country Risk & Compliance Cluster: China
11:45	EXPERIENCE-SHARING PANEL How to Address Complex Compliance Challenges when Entering and Expanding in Emerging Markets
12:45	Networking Lunch
1:45	Breakout Session: Choose A or B How to Meet New “Reasonable Procedures” Requirements to Prevent the Facilitation of Tax Evasion Post-Criminal Finances Act: Managing Reporting Obligations Overlap between ABAC, AML, KYC and FCA Requirements The Latest Multilateral Development Banks (MDBs) Anti- Corruption Enforcement Actions: Investigations New Prohibited Practices and Expectations on Compliance
2:45	Breakout Session: Choose A or B THIRD PARTY AUDIT RIGHT INTERACTIVE SCENARIO-BASED EXERCISES Special Focus on Retrospective Due Diligence and Handling Uncooperative Business Partners DATA ANALYTICS DEMOs Experts Share Real-Life Examples on How they Leveraged Big Data Technologies, Artificial Intelligence and Robotics Tools
3:45	Breakout Session: Choose A or B INDUSTRY CROSS-FUNCTIONAL EXCHANGE ON RISK ASSESSMENT Where Companies Still Go Wrong and How They Can Go Right when Assessing and Addressing Compliance Risks Senior M&As Lawyers Reflect on Corruption Risks and Pitfalls in Transactions: The Mistakes Companies Make in Pre-Merge Due Diligence and Post-Transaction Integration
4:45	Afternoon Networking Refreshments Country Risk & Compliance Cluster: Brazil
5:00	THE FCPA ENFORCEMENT YEAR IN REVIEW The U.S. New FCPA Corporate Enforcement Policy, The Recent Renewed focus of the U.S. Administration on Tackling International Corruption: What they Means for Global Corporate Compliance Efforts
6:00	Drinks Reception and Conference Adjourns to Day 2

Day 2 - Thursday, June 28, 2018

8:00	Registration Begins
8:30	Opening Remarks from Conference Chair
8:45	KEYNOTE INTERVIEW The Future of Enforcement Landscape under A New Leadership at the SFO
9:30	EXCLUSIVE SFO ALUMNI PANEL Former Prosecutors Discuss ‘The Enforcement Landscape – Past Lessons and Future Prospects’
10:30	HMRC KEYNOTE INTERVIEW Status Report on Enforcement Priorities of the Criminal Finance Act
11:15	Morning Networking Refreshments Manufacturing: Automotive, A&D Industry Networking Group (ING)**
11:45	Breakout Session: Choose A or B Experts Practitioners Discuss Their Experience with Multi-Agency Investigations How to Scope and Execute your Response Strategy when the Lead is taken by US, UK or Other Prosecutors How to Test the Effectiveness of the Internal Controls System Best Practices to Detect Weak Spots and to Strengthen Payments & Approval Processes
12:45	COMPLIANCE PROGRAMME BENCHMARKING Polling Questions and Audience Participation
1:45	Networking Lunch
2:45	Breakout Session: Choose A or B DATA PRIVACY & GDPR POST-IMPLEMENTATION How the New Data Privacy Regime in Europe is Impacting and Re Shaping Your Compliance Programme, Internal Investigations and Cross Border Data Sharing SCALE, SPEED and SIMPLICITY: Adopting Technology to Manage the Challenges of Third Party Compliance Risk
3:45	Afternoon Networking Refreshments NEW Financial Services Industry Networking Group (ING)**
4:00	UK GOVERNMENT TOWN HALL Q&As: SFO – NCA – HMRC
5:15	Conference Ends

Day 1 - Wednesday, June 27, 2018

7:30	Registration Begins
9:00	Opening Remarks from Conference the Chair Jacqueline Conway Group Risk & Compliance Director – Group Legal & Corporate Secretariat Vodafone Group Services Limited (UK)
9:15	The UK Bribery Act Enforcement Year in Review – DPAs, Self-Reporting, Cooperation, Legal Professional Privilege and the Outlook on the use of Unexplained Wealth Orders Panel Moderator Mark F. Mendelsohn Partner Paul, Weiss, Rifkind, Wharton & Garrison LLP Matthew Wagstaff Head of Bribery and Corruption Serious Fraud Office Therese Chambers Director of Retail and Regulatory Investigations Financial Conduct Authority Donald Toon NCA Director – Prosperity National Crime Agency The panel will look back into the most important lessons from key enforcements actions and settlements under the UK Bribery Act and provide an update on current investigations, trends and new priorities.
10:15	GENERAL COUNSEL & CCOs THINK TANK Global Corporate Risks and Increased Individual Liability: How to Evidence to Regulators that Your Control Systems Adequately Detect, Monitor and Mitigate Risks Panel Moderator Martin J. Weinstein Partner Willkie Farr & Gallagher LLP Åsa Thunman Executive Vice President General Counsel, Sandvik Group Sandvik AB Sylvia White General Counsel GardaWorld International Protective Services Thomas C. Gean VP and Global Anticorruption Compliance Officer Wal-Mart Stores Inc. This panel will offer practical and diverse perspectives on the right level of compliance investment amid heightened government scrutiny and officers individual accountability. Industry speakers will not only share and discuss concrete examples on the various factors and approaches to compliance priorities setting, resource allocation and execution but also the reveal the challenges to consider in adopting adequate measures that satisfy the regulators.
11:15	Morning Networking Refreshments Country Risk & Compliance Cluster: China
11:45	EXPERIENCE-SHARING PANEL How to Address Complex Compliance Challenges when Entering and Expanding in Emerging Markets Arpinder Singh Partner and Head – India and Emerging Markets, Fraud Investigation & Dispute Services EY Ceri Lawley Chief Compliance Officer International Finance Corporation Linda M. Fonner Finance Director S.E.A. and India Atotech (Thailand) Company Limited Satish Shenoy President - Corporate Management Audit Aditya Birla Management Corporation Pvt. Ltd. The decision to enter, expand or invest in new territories and markets can for some industries the only option to grow their business. This session will discuss real-life and complex situations to take into consideration to operate in such markets but also share innovative practice to ensure compliance. Due diligence with no available adequate data – what should you watch out for? Conducting search on individuals and how it impacts on a compliance programme How to choose a suitable partner to match your business needs and compliance standards How to identify the right due diligence firm for local investigations
12:45	Networking Lunch
1:45	Breakout Session: Choose A or B How to Meet New “Reasonable Procedures” Requirements to Prevent the Facilitation of Tax Evasion Post-Criminal Finances Act: Managing Reporting Obligations Overlap between ABAC, AML, KYC and FCA Requirements Panel Moderator Peter Burrell Partner Willkie Farr & Gallagher LLP Livio Russo Global Head of Financial Crime Generali Angela Cowie EMEA Anti-Bribery & Corruption Manager Wells Fargo Bank Nathalie von Taaffe Global Head Financial Crime Policy, Advisory and Controls ICBC Standard Bank Plc The Latest Multilateral Development Banks (MDBs) Anti- Corruption Enforcement Actions: Investigations New Prohibited Practices and Expectations on Compliance Moderator Chiawen Kiew Associate Director, Investigations Office of the Chief Compliance Officer European Bank for Reconstruction and Development (EBRD) Jamieson A. Smith Chief Suspension and Debarment Officer Office of Suspension and Debarment, The World Bank Johann Benohr Sr. Advisor to the Director, Office of Integrity and Anti-Corruption African Development Bank Group (AfDB) Gareth Thomas Director GoodCorporation
2:45	Breakout Session: Choose A or B THIRD PARTY AUDIT RIGHT INTERACTIVE SCENARIO-BASED EXERCISES Special Focus on Retrospective Due Diligence and Handling Uncooperative Business Partners Isabella Gonzalez Ethics and Compliance Director EMEA Whirlpool Linda M. Fonner Finance Director S.E.A. and India Atotech (Thailand) Company Limited DATA ANALYTICS DEMOs Experts Share Real-Life Examples on How they Leveraged Big Data Technologies, Artificial Intelligence and Robotics Tools Emmanuel Pascal Head of Internal Audit, Compliance and Risk Management Brakesgroup, SYSCO corp Jonathan J. Rusch SVP – Head of Anti-Bribery & Corruption Governance Conduct Management Office – Ethics Oversight Wells Fargo Panel Moderator: Elodie Chalmers Global Head Anti-Bribery & Corruption UBS
3:45	Breakout Session: Choose A or B INDUSTRY CROSS-FUNCTIONAL EXCHANGE ON RISK ASSESSMENT Where Companies Still Go Wrong and How They Can Go Right when Assessing and Addressing Compliance Risks Jonathan J. Rusch SVP – Head of Anti-Bribery & Corruption Governance Conduct Management Office – Ethics Oversight Wells Fargo John Dockery Head of Ethics & Compliance, Customer Operations/Global Markets Nokia Marc Hambrook Senior Compliance Manager, Investigations, Ethics & Compliance \| Europe, Middle East & Africa United Technologies CCS Senior M&As Lawyers Reflect on Corruption Risks and Pitfalls in Transactions: The Mistakes Companies Make in Pre-Merge Due Diligence and Post-Transaction Integration Kerstin Waltenberg Group Compliance, Strategic Projects Volkswagen AG Gönenç Gürkaynak Partner ELIG Gürkaynak Attorneys-at-Law Seth A. Gastwirth Chief Compliance Officer AkzoNobel Specialty Chemicals Legal Group Panel Moderator Nathalie von Taaffe Global Head Financial Crime Policy, Advisory and Controls ICBC Standard Bank Plc
4:45	Afternoon Networking Refreshments Country Risk & Compliance Cluster: Brazil
5:00	THE FCPA ENFORCEMENT YEAR IN REVIEW The U.S. New FCPA Corporate Enforcement Policy, The Recent Renewed focus of the U.S. Administration on Tackling International Corruption: What they Means for Global Corporate Compliance Efforts Daniel Kahn Chief, FCPA Unit, Fraud Section, Criminal Division U.S. Department of Justice – By Video Teleconference Charles E. Cain Chief, FCPA Unit – Division of Enforcement U.S. Securities and Exchange Commission Interviewer: Keith D. Krakaur Partner Skadden, Arps, Slate, Meagher & Flom (UK) LLP At this highly anticipated panel, USDOJ and SEC decision-makers will provide updates and insights on the most relevant developments affecting the industry. They will discuss the new FCPA Corporate enforcement policy, the DOJ and the SEC enforcement priorities considering the renewed focus of the U.S. Administration to fight against international corruption. What they mean for the industry going forward in particular on corporate compliance efforts, voluntary disclosure, cooperation leverage, remediation, declination, compliance monitors and sentencing.
6:00	Drinks Reception and Conference Adjourns to Day 2

Day 2 - Thursday, June 28, 2018

8:00	Registration Begins
8:30	Opening Remarks from Conference Chair Jacqueline Conway Group Risk & Compliance Director – Group Legal & Corporate Secretariat Vodafone Group Services Limited (UK)
8:45	KEYNOTE INTERVIEW The Future of Enforcement Landscape under A New Leadership at the SFO Sir Edward Garnier QC One Brick Court Interviewed by: Jonathan W. Middup Partner Fraud Investigation & Dispute Services EY, UK
9:30	EXCLUSIVE SFO ALUMNI PANEL Former Prosecutors Discuss ‘The Enforcement Landscape – Past Lessons and Future Prospects’ Panel Moderator Vivian Robinson QC Partner McGuireWoods London LLP Sacha Harber-Kelly Partner Gibson, Dunn & Crutcher LLP Satnam Tumani Partner Kirkland & Ellis International LLP (UK) Patrick Rappo Partner Steptoe & Johnson LLP Stuart Alford QC Partner Latham & Watkins LLP
10:30	HMRC KEYNOTE INTERVIEW Status Report on Enforcement Priorities of the Criminal Finance Act Richard Jackson Deputy Director Fraud Investigation Service Proceeds of Crime HM Revenue & Customs Interviewed by: Timothy Bowden Associate, Dechert LLP
11:15	Morning Networking Refreshments Manufacturing: Automotive, A&D Industry Networking Group (ING)**
11:45	Breakout Session: Choose A or B Experts Practitioners Discuss Their Experience with Multi-Agency Investigations How to Scope and Execute your Response Strategy when the Lead is taken by US, UK or Other Prosecutors William P. Barry Member Miller & Chevalier Chartered Olga de Mello Pontes Chief Compliance Officer Odebrecht Michael Casey Partner Kirkland & Ellis International LLP (UK) Patrick Rappo Partner Steptoe & Johnson LLP How to Test the Effectiveness of the Internal Controls System Best Practices to Detect Weak Spots and to Strengthen Payments & Approval Processes Christian Laveau Chief Audit – Risk Management – Compliance & Quality Officer ADP International (ADP Group) Satish Shenoy President - Corporate Management Audit Aditya Birla Management Corporation Pvt. Ltd. Rolf Percy Herberg Business Assurance Manager RINA Germany GmbH
12:45	COMPLIANCE PROGRAMME BENCHMARKING Polling Questions and Audience Participation Moderator: Leo Martin CEO GoodCorporation Stephanie Accuosti Associate General Counsel – Compliance Weatherford Gareth Tipton Group Director Ethics, Compliance & Governance, BT Group Plc Take the pulse of the audience on how compliance programmes are increasingly evolving to deal with multiple risks. The panel moderator will ask the audience 10 questions specific to compliance programmes, covering areas such as structure, resource allocation, reporting, certification & standards, governance and metrics. The polling results will be shared in real-time and the panel of experts will provide practical comments.
1:45	Networking Lunch
2:45	Breakout Session: Choose A or B DATA PRIVACY & GDPR POST-IMPLEMENTATION How the New Data Privacy Regime in Europe is Impacting and Re Shaping Your Compliance Programme, Internal Investigations and Cross Border Data Sharing Osama Al Jayousi International Head of Compliance Carillion Plc Ryan Rubin Partner, Fraud Investigation & Dispute Services EY SCALE, SPEED and SIMPLICITY: Adopting Technology to Manage the Challenges of Third Party Compliance Risk Moderator Gavin Proudley Global Director - Due Diligence Dow Jones Ed Wheatley Sector Head of Ethics & Compliance Johnson Matthey Gareth Tipton Group Director Ethics, Compliance & Governance, BT Group Plc Matthew Getz Partner Boies, Schiller & Flexner
3:45	Afternoon Networking Refreshments NEW Financial Services Industry Networking Group (ING)**
4:00	UK GOVERNMENT TOWN HALL Q&As: SFO – NCA – HMRC Matthew Wagstaff Head of Bribery and Corruption Serious Fraud Office Simon York Director Fraud and Investigation Service HM Revenue & Customs Donald Toon NCA Director – Prosperity National Crime Agency Christine Braamskamp Co-chair Investigations, Compliance and Defence Practice Jenner & Block LLP New this year, participants will have an opportunity to ask the key agencies questions, and gain further insights on compliance and enforcement. We invite you to join us for what will be a productive exchange with key UK Government decision-makers.
5:15	Conference Ends

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